Compliance Manager - General Compliance (functional head role) (Corporate Bank)

工作地点
Hong Kong
薪金
50K + Bonus
已发布
2018年10月12日
关闭
2018年10月17日
编号
4588455
合同类型
永久
工作时间
全职

Responsibilities:

  • Report directly to Taiwan Headquarter and act as the Compliance Head of HongKong Branch (香港分行法遵主管)
  • Maintain all necessary documentations and monitor the effectiveness and enhancing the controls and procedures to meet with current statutory and regulatory requirements
  • Formulate, review and verify of all compliance documentations
  • Identify gaps and recommends corrective actions and provide support and guidance to the bank
  • Act as the single contact point btw authorities such as HKMA, SFC, etc. and the bank
  • Provide training on compliance issues to all relevant staff

Requirements:

  • Bachelor Degree in related disciplines (Law / Legal an advantage)
  • Min 4 years' relevant experience in compliance / legal dept of commercial bank
  • Sound knowledge in banking laws, operations and controls, different banking products and services offered by the bank
  • Able to manage assigned projects independently and to communicate the compliance requirements to businesses and functions effectively
  • Proficiency in written English and Chinese; good Mandarin

Interested parties, please send your CV to Levin Human Capital Consulting Group at Winsome Choi at winsome.choi@levin.hk or call us at (852) 2520 0103 for more details.

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