Compliance Officer - CPLE - Beijing - 20190107002

Beijing, Beijing Shi, China

Societe Generale is one of the leading financial services groups in Europe. Present in over 50 countries across Europe, the Americas and Asia. Societe Generale provides corporate, financial institutions, investors and public sector clients with value-added integrated financial solutions.

Job Summary / Job Purpose

HQ general compliance function handles relevant works regarding regulatory notices, regulatory application and filing, Compliance internal and external reports preparation, Compliance policy update and training delivery, some admin works for the Compliance Dept, as well as backup other team member when necessary.


Main Responsibilities /Accountabilities / Tasks
  • Circulating regulation and coordinating survey and inquiries mainly from CBIRC channels
  • Input and timely update the above items in system & SharePoint
  • Preparation of internal regular report on regulatory updates to Regional, the Board and Committees
  • System input and monitoring on all regulatory comments/recommendation via the relevant system
  • Regulator on-site inspection/visit support
  • Daily communication with CBIRC BJ for the tasks in charge
  • Compliance training delivery
  • Compliance policy update
  • Performing some routine Compliance risk controls
  • Compliance Alert preparation and coordination
  • Audit report filing
  • BBA Judicial Assistance inquiry
  • Wemax support from Compliance perspective
  • BCP coordinator for the Compliance Dept.
  • Admin works for the Compliance Dept., such as regular/ad-hoc Compliance meeting support, permission control for Compliance Share Drive and SharePoint, etc.
  • Backup of CBIRC routine reports
  • Backup of regulatory applications and filing, including applying for regulatory license to senior management person
  • Backup of reporting quality related works owned by Compliance
  • Other Compliance related works assigned


Academic Background (degree and major)

  • Bachelor's degree or above in Business, Finance or Law

Working Experience / Technical Skills & Know how

  • At least 5 years work experiences in foreign bank, and at least 3 years in Compliance;

Skills & Competencies

  • Familiar with local CBRC/SAFE/ PBOC rules & regulations and relevant compliance policies;
  • Sound knowledge of banking products / services;
  • Independent, self-motivated and detail-focused; able to work under pressure

Language Skills

  • Good command of verbal and written English and excellent communication skills

Computer Skill

  • Literate in MS applications, WORD, EXCEL, PowerPoint, etc